Ethics and Professionalism
Our practitioner developed resources will help you make practical judgments and navigate ambiguous ethical situations in your everyday roles to ensure that the Code of Ethics and Professional Standards remain at the heart of your decision-making.
Ethics and Professionalism
Ethics & Professionalism
0 CPD
New
Video
30.06.25
Ethics interview series: Putting the client first
Nick Rakowski, Vice President, Strategy and Product Innovation, IPD Analytics reflects on his career in the third part of our Ethics interview series.
Ethics & Professionalism
0 CPD
Video
29.05.25
Ethics interview series: Ethics in the pension sector
Natalie Winterfrost, Director, The Law Debenture Pension Trust Corporation reflects on her career in the second part of our Ethics interview series.
Ethics & Professionalism
0 CPD
Video
28.04.25
Ethics interview series: Ethics of sustainable investing
Paul Moody, Managing Director, Global Partnerships and Client Solutions, CFA Institute reflects on his career in the first part of our Ethics interview series.
Ethics & Professionalism
0.75 CPD
Video
03.12.24
Building trust through transparency
Jonathan Boersma, CFA, Head, Professional Standards and Executive Director, Global Investment Performance Standards explains their progress and their impact worldwide.
Ethics & Professionalism
0 CPD
Video
06.02.24
Ethics Learning Plan Introduction
ETHICS LEARNING PLAN: Get an introduction to CFA UK’s Ethics learning plan, and the case study which it will cover through various lenses.
Ethics & Professionalism
0.25 CPD
Video
06.02.24
Module 1: David Sokol and Lubrizol
ETHICS LEARNING PLAN, MODULE 1: David Sokol advised Berkshire Hathaway to acquire Lubrizol. Consider the background to the acquisition and examine the ethics of Sokol’s decisions.
Ethics & Professionalism
0.25 CPD
Video
06.02.24
Module 2: UK conduct regulations
ETHICS LEARNING PLAN, MODULE 2: Define the UK conduct regulations for financial services, and how these rules reframe the Lubrizol case through a different lens.
Ethics & Professionalism
0.25 CPD
Video
06.02.24
Module 3: Ethics and culture in the UK
ETHICS LEARNING PLAN, MODULE 3: Explore the obligations investment professionals working in the UK should follow, and whether David Sokol did the same.
Ethics & Professionalism
0.25 CPD
Video
06.02.24
Module 4: Employer and employee ethics
ETHICS LEARNING PLAN, MODULE 4: The relationship between employers and employees can be ethically uneasy. Learn how you can navigate it while retaining your integrity.
Ethics & Professionalism
0.25 CPD
Video
06.02.24
Module 5: Ethics and culture in the US and Asia
ETHICS LEARNING PLAN, MODULE 5: Consider how ethics is viewed and policed within the US and Asian markets, and whether Sokol’s actions stand up against these values.
Ethics & Professionalism
0 CPD
New
Video
30.06.25
Ethics interview series: Putting the client first
Nick Rakowski, Vice President, Strategy and Product Innovation, IPD Analytics reflects on his career in the third part of our Ethics interview series.
Ethics & Professionalism
0 CPD
Video
29.05.25
Ethics interview series: Ethics in the pension sector
Natalie Winterfrost, Director, The Law Debenture Pension Trust Corporation reflects on her career in the second part of our Ethics interview series.
Ethics & Professionalism
0 CPD
Video
28.04.25
Ethics interview series: Ethics of sustainable investing
Paul Moody, Managing Director, Global Partnerships and Client Solutions, CFA Institute reflects on his career in the first part of our Ethics interview series.
Ethics & Professionalism
0.75 CPD
Video
03.12.24
Building trust through transparency
Jonathan Boersma, CFA, Head, Professional Standards and Executive Director, Global Investment Performance Standards explains their progress and their impact worldwide.
